Governance

Those matters include director and officer fiduciary duties, documentation of board decisions, self-dealing and conflict of interest issues, proxy solicitations, sales of securities, including compliance with state and federal securities laws, and dividend and distribution rules. Our attorneys prepare board and shareholder resolutions, offering circulars and private placement memoranda, disclosure documents, and all other documents necessary to ensure continuing compliance with all state and federal laws applicable to corporations and other business enterprises.

We also provide advice and counsel with respect to a variety of compliance matters arising under both state and federal statutes, including the Investment Company Act of 1940 and ERISA.